An Administrator of a state may deny an application by a broker-dealer for registration according to the USA, if the broker-dealer applicant:___________.
a. has no experience
b. has been suspended by the London Stock Exchange
c. has been convicted of a misdemeanor involving life insurance policy
d. has been investigated by an Admin in another state for securities law violations

Answers

Answer 1

Answer:

b. has been suspended by the London Stock Exchange

Explanation:

The most suitable option is B which says Administrator of a state may deny an application by a broker-dealer for registration according to the USA, if the broker-dealer applicant has been suspended by the London Stock Exchange which is the regulatory and top body in stock exchange.

Options A, C, and D don't provide enough reasons for Administrators to deny applications.


Related Questions

Help with this question please:/

Answers

Answer:

yes. it is regulated by the general land office

Answer:

yes it is regulated.........

A supporter of the principle of selective incorporation would most agree with
which statement?
A. The Fourteenth Amendment alone does not apply all Bill of Rights
protections to the states.
B. State supreme courts have the right to determine which rights
states must protect.
C. The Bill of Rights requires all states to respect both procedural
and substantive due process.
D. Any individual right protected by the Bill of Rights applies to state
and federal governments.

Answers

D

A supporter of this principle would want the Bill of Rights to apply to all the states like it does the federal government.

Answer:

d

Explanation:

Prescription medicines can impair a driver's judgement and slow reaction times.
Oa) true
Ob) false

Answers

Prescription medicines can impair a drivers reaction so true
I believe it’s true but it depends on what the person is given and they should be advised not to drive if this is a possibility

1. What are the steps a bill takes before it becomes a law?

Answers

Answer:

Well, A bill is born and being proposed the bill is referred to the committee, Which at this point the bill is examined carefully by the committee. Then, The bill is being marked up by the subcommittee

Committee action to report

the bill

Voting

And, If the bill passed the voting, it's referred to other chamber

Conference committee action, After the house and senate approve the bill, It can be brought up to the president. Hope That Helps!!~

The Supreme Court allowed United Parcel Service employees to open packages without a warrant to inspect contents of the package for insurance purposes in the case of:__________

a. United States v. Parker
b. United States v. Walther
c. Federal Express v. UPS
d. United States v. Jacobsen

Answers

Answer:

c. Federal Express v. UPS

Explanation:

i think

Statewide Broadcadt should be restricted to urgent items regarding the safety of lives/and or apprehension of dangerous felons and may be accomplished addressing the administrative message to

Answers

Hsjajaknxjsjsjajakalbzbananajakwpapw

What’s the correct answer?

Answers

Answer:

the second question is the right one

What forensic scientist is responsible for categorizing blood types?

Answers

Answer:

Landsteiner categorized blood types

Answer:

Landsteiner brought a new tool to forensic science, which was categorizing blood types. Because of his work, he was awarded a Nobel Prize in 1930.

Explanation:

Hope this helped! :)

Which of the following would likely be considered only an infraction?
A. A parking violation by a driver with a previously perfect record
B. A violent crime under the aggravating circumstances of having
been provoked
C. An act of arson that led to the destruction of property, but not to
the physical harm of any person
D. A first act of shoplifting merchandise with a value of a few
hundred dollars

Answers

Answer:

A.

Explanation:

Choices B-D are either criminal charges, or a misdemeanor. Someone with no previous record is likely to receive a warning (not even a citation/infraction).

Answer:

A. A parking violation by a driver with a previously perfect record

The model of criminal justice that is focused on protecting defendants’ rights is known as the ______ model.

Answers

Answer:

the due process model

Explanation:

hope this helps :)

Answer:process

Explanation:

You may be required to have additional insurance coverage in Florida if:

a) you have never been in an accident
b) your license is suspended for any points
c) your license is suspended for excessive points
d) all of the above

Answers

d. all of the above , i believe .

A person may required to have additional insurance coverage in Florida so all of the above Option(d) is correct.

What does Insurance coverage means?

Insurance coverage is known to be as the  risk amount or a certain type of the loss which is actually protected by the various insurance company all around the world.

It helps the individual for recovering from all type of the financial losses such as the incidents which includes the car accidents the overall damaged property or various unexpected health issues if person get such as the heart attack or the cancer at a certain period for covering these losses the individual persons pay an insurance premium all of the time as it is required.

Life insurance coverage actually provide benefit with a sum of the money upon a certain death of the given insured individual at a particular period of the time as it is required the purpose of this is to able to cover the financial assist of the family members after the death of their close one with whom they are living for a longer period of the time.

Therefore Option(d) is correct.

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Logout Any DUI where your BAC is at least .08 can result in up to five years in prison and a permanent revocation of your license if:

Answers

Answer:

its your fourth dui

Explanation:

I am not sure what is the answer

Answers

Answer:

community policing your answer these

Kora draws a rough sketch of a crime scene. Although the drawing is not to scale, Kora provides as many observations as she can on the sketch.
Why did Kora include her observation in the rough sketch?
OA.
The sketch can be treated as a permanent crime scene record.
OB
She cannot draw well.
O c.
The rough sketch will be destroyed once the final sketch is drawn.
Her boss prefers notes over drawing.
OD

Answers

Answer:

can be treated as a permanent crime scene record

Answer:

A.

The sketch can be treated as a permanent crime scene record.

Explanation:


Investigators find a blood spatter than is nearly a perfect circle. The blood most likely.....
A hit the surface at a height velocity B has been on the surface for more than an hour C dropped to the surface from a 90° angle D hit the surface at a 45° angle

Answers

Answer: i believe its B

Explanation: if you spill somthing small and wait awhile you will see that it will spread evenly and make a spot hope this helpes :)

An applicant for a mortgage prints her tax records from the previous years to
present to the lending agency. Which of the following would have to occur to
make this action fraud?
A. The applicant refuses to hand over the tax records to the lender.
B. The applicant decides to include her spouse's records as well.
C. The applicant alters the records to be more favorable to her.
D. The applicant signs her name to the tax records,

Answers

Answer is B hope that helps

tell me something funny for some points

Answers

Answer:

1.welcome to kenya where our parent expect us to get married but don't want to see us dating.

2.Last night a thief broke into my room and started searching for money so I woke up and started searching with him.

step by step explanation

I hope this helps.

Explanation:

why did tge chicken cross the road to go to tge lesbians house knock knock whos there the chicken

By what means are the civil and legal rights of individuals respected in a trial?

Answers

Answer:

It means due process, which is the fair treatment through the normal judicial system, especially a citizen's entitlement to notice of a charge and a hearing before an impartial judge.

Hope this helps :)

Ian Kendler makes Brian Hyson an offer for a plot of land. In the offer, Kendler stipulates that the acceptance of the offer must be sent by registered mail but Hyson mails his acceptance through the regular postal service. Which of the following is true? Assume that the Restatement (Second) of Contracts does not apply.

a. There is no acceptance and no contract.
b. A contract was formed at the time Hyson dispatched the letter.
c. A contract was formed at the time Kendler received the letter.
d. The acceptance is invalid because the contract does not relate to sale of goods

Answers

The correct answer is A) There is no acceptance and no contract

Which of the following factors affects the force of impact?

Answers

Speed, weight, and time between impact and stopping all affect force of impact.

The factors that affect the force of impact are Speed, weight, and Time.

The question seems incomplete so the answer is written in a generalized manner.

The force of impact is also influenced by the speed of an item. The force of impact increases with increasing velocity. The force felt might vary depending on how long the impact lasts or how quickly it happens.

The force experienced can be affected by the items' elasticity and stiffness prior to the collision. In comparison to elastic collisions, inelastic collisions cause objects to deform and lose energy, typically leading to higher forces.

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When analyzing a strand of hair, investigators would first try to collect DNA from which general location?

Answers

Answer:

from the hair follicle

Hair close to the scalp

Russell, 45, has been suffering from a mental impairment for a long time. He signs a contract to sell his villa for $1 million to Andre. When Russell's wife Katie, who is also his court-appointed guardian, gets to know of the deal, she wants to ends the contract. Which of the following statements is true?

a. Andre cannot claim the villa until he has paid for it.
b. Russell has the right to enter into such a contract.
c. Katie need not worry because the contract is void.
d. The court will give primary preference to Russell's opinion.

Answers

Answer:

The answer is "Option c"

Explanation:

In the given question it is already declared, that Russell whose age is 45 and he suffers from the mental diseases, at this, he sign a contract to sell his villa to Andre in $ 1 million, at this, Russell's wife Katie, has the court-appointed guardian and without his permission, Russell can't sell the villa, that's why the only option c is correct.      

How representative is Congress? Most legislators are white, upper-middle-class males, although this group is a very small part of our entire population.Can these people really represent women, minorities, and poor citizens? expl ​

Answers

Congress is not very representative at all. It is mostly made up of wealth white men who can not understand the struggles of average Americans or Minorities.

Is it unlawful to bypass justice court where felony cases are heard and , go directly to district court ?

Answers

no i don’t think so because the district court hears two different types of cases, civil cases and criminal cases. ... these cases include drug felonies, non-drug felonies, off grid felonies, infractions and all unclassified and classified misdemeanors.

Ade was arrested for burglary and stealing from several homes in the city. He pled not guilty, and was tried by a jury on one of the crimes. The jury found him guiltyThe trial judge set a date for sentencing. There are some possibilities of what may happen at the sentencing. If the trial was in a state where determinate sentencing is used, the sentence imposed will specify the period of incarceration based on the

Jurys decision

Guidelines

Judges Decision

Governors decision

Answers

Answer:

judges decision

Explanation:

As Ade was arrested for stealing from several homes in the city. Her pleading not guilty in front of the judgment was a meted that she could get free but had to face the trials.

If she failed in the trials she could have to remain in prison. Based on the Judges Decision.

Hence the option C is correct.

Learn more about the or burglary and stealing from several homes.

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Which statement accurately summarizes how Americans' civil liberties
changed as a result of 20th-century Supreme Court rulings?

Answers

Answer:

I say C

Explanation:

I say answer c take it by trust

What requirements is set for students to serve in school legislature

Answers

Answer:

Age requirements : they must be up to a particular age. They must be embers of my class and they must have spent a certain time in that class. They must be aware of the things that the class need.

Hope this helps and pls mark as brainliest :)

__________ allows plaintiffs to seek compensatory and punitive damages when an organization engages in intentional discrimination with malice or reckless indifference.

Answers

Answer:Eeo

Explanation:

when driving what should you do at a do not enter sign

Answers

Answer:do not enter

Explanation:

Answer:

Hello!

Any law-abiding person will NOT pass the sign!!

*best option*

Explanation:

Hope This Helps!

itsMATT04

Explain exactly the role that fingerprint evidence played in solving the crime.

Answers

Answer:

the fingerprint plays the roll of a clue and new suspisions in a crime

Explanation:

a finger print can lead to someone and disqualify someone that is suspected in a crime

Answer:DNA

Explanation:

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